AI Governance & Risk Management Advisory

Build Confidence in Enterprise AI Adoption
Through Proven Governance Methodologies.

RiskTraceAI helps organizations safely accelerate AI adoption by applying the governance, risk, and security assessment methodologies used by leading enterprise advisory firms — giving security and compliance leaders the visibility, accountability, and controls to manage AI risk without slowing innovation.

Transform AI Risk Into Business Enablement

RiskTraceAI helps organizations move from fragmented AI adoption to a proactive governance operating model — giving executives visibility, security teams actionable controls, and compliance teams evidence-based assurance.

Discover AI Assess Risk Classify Impact Govern Adoption Secure AI Systems Monitor Operations
Frameworks Covered
EU AI Act NIST AI RMF ISO 42001 GDPR / CCPA SOC 2 OWASP LLM Top 10 MITRE ATLAS
6 Governance Solutions

From Shadow AI to Board-Level
Governance — Solution by Solution

Assess the risk of any AI system in under 30 minutes using the same structured methodology enterprise governance consultants use. Each solution includes a scoring model, treatment plan, and executive summary, mapped to ISO 42001, NIST AI RMF, EU AI Act, and OWASP LLM Top 10.

AI Risk Assessment & Assurance

"Is this specific AI system, model, or tier safe to deploy?"

  • Risk tiering model (Tier 0–4, likelihood × impact)
  • Model card review checklist
  • Treatment / mitigation plan

AI Agent & Tool Governance

"How do we govern an AI agent that can take autonomous actions?"

  • Agent capability & permission inventory
  • Tool-access risk scoring (MCP / plugin trust boundaries)
  • Agent risk scoring model, treatment plan & executive summary
  • OWASP LLM Top 10 checklist, mapped to ISO 42001, NIST AI RMF & EU AI Act

AI Discovery & Risk Classification

"What AI is running in my org, who owns it, and how risky is each use case?"

  • AI system registry with ownership field
  • Per-use-case intake form (6-dimension scoring)
  • Shadow AI exposure report

AI Vendor Due Diligence

"Can I approve buying or using this AI vendor or SaaS tool?"

  • 40-point vendor questionnaire
  • DPA / security terms review checklist
  • Scoring rubric and risk tier output

AI Governance Operating Model

"How do we run AI governance day-to-day, and what happens when something breaks?"

  • Charter skeleton + core policy library
  • Escalation pathways / exception handling
  • AI incident response plan
Scenarios We Solve

Twelve Real Situations,
Six Solutions to Cover Them

Each scenario maps to a primary solution — and often a secondary one — so you can see exactly what to deploy first.

Microsoft 365 Copilot rollout

PrimaryAI Risk Assessment & Assurance
SecondaryAI Regulatory Readiness

ChatGPT Enterprise adoption

PrimaryAI Discovery & Risk Classification
SecondaryAI Governance Operating Model

AI procurement (Copilot / Claude / Gemini)

PrimaryAI Vendor Due Diligence

Internal chatbot onboarding

PrimaryAI Risk Assessment & Assurance
SecondaryAI Governance Operating Model

Board asks for our AI governance maturity

PrimaryAI Governance Operating Model
SecondaryAI Regulatory Readiness

HR resume-screening AI

PrimaryAI Risk Assessment & Assurance
SecondaryAI Regulatory Readiness

Security review of an AI agent

PrimaryAI Agent & Tool Governance
SecondaryAI Risk Assessment & Assurance

AI incident — data uploaded to ChatGPT

PrimaryAI Governance Operating Model
SecondaryAI Discovery & Risk Classification

Building an AI Center of Excellence

PrimaryAI Governance Operating Model

AI due diligence during M&A

PrimaryAI Vendor Due Diligence
SecondaryAI Risk Assessment & Assurance

Preparing for an EU AI Act compliance audit

PrimaryAI Regulatory Readiness
SecondaryAI Governance Operating Model

New GenAI vendor requests access to production data

PrimaryAI Vendor Due Diligence
SecondaryAI Risk Assessment & Assurance
Framework Coverage

Every Solution Maps to the
Frameworks Auditors Ask About

One rubric, mapped once, referenced everywhere — so you never re-justify the same control to three different auditors.

Solution AreaISO 42001NIST AI RMFEU AI ActOWASP LLM Top 10
AI InventoryFullGovern / MapArticle 9
AI Risk RegisterClause 6MeasureRisk MgmtLLM09
AI Vendor AssessmentClause 8GovernProvider ObligationsLLM03
AI Governance CharterClause 5GovernGovernance
AI Model AssessmentClause 8MeasureHigh RiskLLM04
Responsible AI ScorecardClause 9MeasureHuman OversightLLM09
AI Incident ResponseClause 10ManageIncident ReportingLLM01, LLM02
AI Use Case AssessmentClause 6MapClassificationLLM06
How We Work

Governance That Produces
Artifacts, Not Presentations

01

Discover

Stakeholder interviews and environment mapping to surface what AI is actually running — sanctioned and shadow — and who owns it.

02

Score

Apply the AIRA rubric — likelihood × impact across data, model, and operational dimensions — to every system in the inventory.

03

Build

Produce the governance artifacts: registers, policies, scorecards, and playbooks — structured for audit, not optics.

04

Sustain

Embed the program into quarterly cycles: new use case intake, vendor reviews, risk register refresh, and board reporting cadence.

About RiskTraceAI

Practitioner-Led AI
Governance Advisory

RiskTraceAI is an AI governance and risk advisory practice built for enterprise security, risk, and compliance leaders. We help organizations stand up scalable AI governance operating models — translating regulatory requirements and industry frameworks into practical controls, without a lengthy implementation cycle or a dedicated data science function.

Every recommendation is mapped to a recognized framework — EU AI Act, NIST AI RMF, ISO 42001 — and every risk rating is defensible and reproducible for audit and board-level reporting.

Certifications
AIGP CISM CCIE AWS Security Specialty
Custom Engagement

Need Hands-On Support
Beyond a Self-Serve Solution?

For teams that need more than a self-serve solution. Tell us about your environment and we'll map your AI governance gaps and give you a prioritized action list.

We typically respond within one business day.